Filing Details
- Accession Number:
- 0000950103-18-012184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-17 18:48:24
- Reporting Period:
- 2018-10-15
- Accepted Time:
- 2018-10-17 18:48:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616533 | Smart Global Holdings Inc. | SGH | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1008034 | Mukesh Patel | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Disposition | 2018-10-15 | 24,941 | $31.86 | 0 | No | 4 | S | Indirect | See Footnote |
Ordinary Shares | Disposition | 2018-10-15 | 14,398 | $31.85 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 10,749 | Direct |
Footnotes
- The reported securities were sold pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 25, 2018.
- The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.45 to $32.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $31.46 to $32.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.
- Patel Family Partners L.P. - Fund No. 2
- The Patel Revocable Trust (U/A/D 6/6/2002)
- These shares, which were last reported in the reporting person's Form 4 filed January 30, 2018, were unintentionally omitted from the reporting person's submissions on Form 4 that were filed on February 20, 2018 and June 19, 2018.