Filing Details

Accession Number:
0001209191-18-055293
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-17 14:59:52
Reporting Period:
2018-10-16
Accepted Time:
2018-10-17 14:59:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350868 Iteris Inc. ITI Communications Equipment, Nec (3669) 952588496
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201333 S Neil Subin 3300 South Dixie Highway
Suite 1-365
West Palm Beach FL 33405
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-16 1,880 $4.42 93,156 No 4 S Indirect By Trust A-2 - Lloyd I. Miller
Common Stock Disposition 2018-10-16 23,519 $4.42 1,165,505 No 4 S Indirect By LIM III - Trust A-4
Common Stock Disposition 2018-10-16 23,519 $4.42 1,165,504 No 4 S Indirect By MBM - Trust A-4
Common Stock Disposition 2018-10-16 3,642 $4.42 180,458 No 4 S Indirect By Trust C - Lloyd I. Miller
Common Stock Disposition 2018-10-16 1,085 $4.42 53,770 No 4 S Indirect By Trust D - Lloyd I. Miller
Common Stock Disposition 2018-10-16 747 $4.42 40,023 No 4 S Indirect By Lloyd I. Miller, III Revocable Trust
Common Stock Disposition 2018-10-16 27,381 $4.42 1,356,847 No 4 S Indirect By Milfam II L.P.
Common Stock Disposition 2018-10-16 6,996 $4.42 346,705 No 4 S Indirect By Milfam I L.P.
Common Stock Disposition 2018-10-16 605 $4.42 29,987 No 4 S Indirect By LIMFAM LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust A-2 - Lloyd I. Miller
No 4 S Indirect By LIM III - Trust A-4
No 4 S Indirect By MBM - Trust A-4
No 4 S Indirect By Trust C - Lloyd I. Miller
No 4 S Indirect By Trust D - Lloyd I. Miller
No 4 S Indirect By Lloyd I. Miller, III Revocable Trust
No 4 S Indirect By Milfam II L.P.
No 4 S Indirect By Milfam I L.P.
No 4 S Indirect By LIMFAM LLC
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.41 to $4.49 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. Except for possessing voting and dispositive power, the reporting person disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and the reporting person expressly disclaims) that the reporting person is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
  3. Mr. Neil Subin succeeded to the position of President and Manager of MILFAM LLC, which serves as manager, general partner, or investment advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of Miller family trusts.