Home > Insider Trading > Filing (0001596783-18-000156)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	Pharmaceutical Preparations (2834)	208737688

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1612209	Barry Littlejohns	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	President, Biologics & Sdd	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-10-15	87,500	$14.86	125,218	No	4	M	Direct
Common Stock	Disposition	2018-10-15	58,940	$41.64	66,278	No	4	F	Direct
Common Stock	Acquisiton	2018-10-15	23,408	$14.86	89,686	No	4	M	Direct
Common Stock	Disposition	2018-10-15	15,768	$41.64	73,918	No	4	F	Direct
Common Stock	Acquisiton	2018-10-15	4,783	$14.86	78,701	No	4	M	Direct
Common Stock	Disposition	2018-10-15	3,222	$41.64	75,479	No	4	F	Direct
Common Stock	Acquisiton	2018-10-15	29,120	$14.86	104,599	No	4	M	Direct
Common Stock	Disposition	2018-10-15	19,616	$41.64	84,983	No	4	F	Direct
Common Stock	Disposition	2018-10-15	47,265	$41.64	37,718	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2018-10-15	87,500	$0.00	87,500	$14.86
Common Stock	Options to purchase Common Stock	Disposition	2018-10-15	23,408	$0.00	23,408	$14.86
Common Stock	Options to purchase Common Stock	Disposition	2018-10-15	4,783	$0.00	4,783	$14.86
Common Stock	Options to purchase Common Stock	Disposition	2018-10-15	29,120	$0.00	29,120	$14.86

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-09-15	No	4	M	Direct
0		2021-09-15	No	4	M	Direct
29,120	2016-09-09	2021-09-15	No	4	M	Direct
0	2016-09-09	2021-09-15	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $41.50 to $41.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On September 15, 2011, the reporting person was granted an option to purchase 87,500 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments beginning on September 15, 2012. (S1034)
On September 15, 2011, the reporting person was granted options to purchase 29,260 shares of common stock of the Issuer, which vested and became exercisable in five equal annual installments (beginning on September 15, 2012) upon the satisfaction of certain performance criteria. The performance criteria were met in respect of 23,408 options. The remaining 5,852 options have been cancelled. (S1077)