Filing Details
- Accession Number:
- 0001209191-18-055128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-16 16:31:22
- Reporting Period:
- 2018-10-15
- Accepted Time:
- 2018-10-16 16:31:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40533 | General Dynamics Corp | GD | Ship & Boat Building & Repairing (3730) | 131673581 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265705 | Patrick John Casey | C/O General Dynamics Corporation 2941 Fairview Park Drive Falls Church VA 22042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-15 | 22,500 | $112.40 | 118,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-15 | 8,100 | $192.93 | 110,455 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-15 | 14,291 | $193.47 | 96,164 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-15 | 109 | $194.20 | 96,055 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2018-10-15 | 22,500 | $0.00 | 22,500 | $112.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,470 | 2021-03-04 | No | 4 | M | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
- Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.
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