Filing Details
- Accession Number:
- 0001437749-18-018211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-12 06:03:15
- Reporting Period:
- 2018-10-11
- Accepted Time:
- 2018-10-12 06:03:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
925741 | Biocardia Inc. | BCDA | Biological Products, (No Disgnostic Substances) (2836) | 232753988 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1031689 | H Simon Stertzer | C/O Biocardia, Inc. 125 Shoreway Road, Suite B San Carlos CA 94070 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-11 | 1,000 | $2.70 | 1,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,616,609 | Indirect | See footnote |
Common Stock | 409,680 | Indirect | See footnote |
Common Stock | 104,910 | Indirect | See footnote |
Common Stock | 448,895 | Indirect | See footnote |
Footnotes
- These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.