Filing Details
- Accession Number:
- 0001214659-18-006495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-11 20:43:51
- Reporting Period:
- 2018-04-25
- Accepted Time:
- 2018-10-11 20:43:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Dpw Holdings Inc. | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1719817 | Acosta Jeff Bentz | 21 Shipyard Way, Suite E Newport Beach CA 92663 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-01-24 | 100,000 | $0.00 | 100,000 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2018-04-25 | 7,000 | $0.97 | 107,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2018-01-24 | 275,000 | $0.00 | 275,000 | $2.32 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
275,000 | 2028-01-23 | No | 4 | A | Direct |
Footnotes
- For his services, Mr. Bentz received 100,000 shares of restricted common stock which shall vest upon the one year anniversary from the date of issuance, which is January 24, 2018, subject to stockholder approval.
- Mr. Bentz received additional stock options to purchase shares of common stock at $2.32 per share which vest ratably over 36 months beginning with the first month after January 24, 2018, subject to stockholder approval.