Filing Details
- Accession Number:
- 0001205233-18-000083
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-11 16:37:08
- Reporting Period:
- 2018-10-10
- Accepted Time:
- 2018-10-11 16:37:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559665 | R Cristiano Amon | 5775 Morehouse Dr. San Diego CA 92121-1714 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-10 | 20,625 | $40.70 | 58,045 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-10-10 | 20,625 | $68.72 | 37,420 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-10-10 | 68,000 | $55.31 | 105,420 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-10-10 | 68,000 | $68.84 | 37,420 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-10-10 | 20,625 | $0.00 | 20,625 | $40.70 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-10-10 | 68,000 | $0.00 | 68,000 | $55.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-10-22 | No | 4 | M | Direct | |
0 | 2019-07-05 | No | 4 | M | Direct |
Footnotes
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The sale prices for this transaction ranged from $68.49 to $68.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The sale prices for this transaction ranged from $68.49 to $69.26. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Includes 187 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2018.
- Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.
- The options vest on the first anniversary of the date of grant as to 1/4th of the total shares granted, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested four years after the date of grant.