Filing Details
- Accession Number:
- 0001718133-18-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-11 14:15:55
- Reporting Period:
- 2018-10-10
- Accepted Time:
- 2018-10-11 14:15:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718133 | Yogi John Spence | 321 N. Clark Street Chicago IL 60654 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Disposition | 2018-10-10 | 400 | $9.88 | 422,489 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Of Beneficial Interest | 10,205 | Indirect | XA Investments LLC |
Footnotes
- Common Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Spence may be deemed to indirectly beneficially own Common Shares owned by XAI, by virtue of his control of XAI.