Filing Details
- Accession Number:
- 0000922423-18-000024
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 19:08:55
- Reporting Period:
- 2018-10-05
- Accepted Time:
- 2018-10-10 19:08:55
- Original Submission Date:
- 2018-10-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099941 | Mvc Capital Inc. | MVC | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | C/O Mvc Capital, Inc., 287 Bowman Ave. 2Nd Floor Purchase NY 10577 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, .01 Par Value | Disposition | 2018-10-05 | 65,957 | $9.43 | 449,476 | No | 4 | S | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, .01 Par Value | 22,149 | Direct |
Footnotes
- The purpose of the amendment is to revise the footnote previously reported.
- The Reporting Person is a principal of the investment adviser to several private investment funds, a registered investment company, and other clients. The general partner (of which the Reporting Person is not a principal) of a private investment fund advised by such investment adviser recently determined to liquidate it. Consequently, the aforementioned investment adviser of that private investment fund is required to dispose of all of its assets, including its shares of MVC Capital. The Reporting Person disclaims any beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The Reporting Person has not sold any shares of MVC Capital held that he holds directly.