Filing Details

Accession Number:
0000922423-18-000024
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-10-10 19:08:55
Reporting Period:
2018-10-05
Accepted Time:
2018-10-10 19:08:55
Original Submission Date:
2018-10-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1099941 Mvc Capital Inc. MVC () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein C/O Mvc Capital, Inc., 287 Bowman Ave.
2Nd Floor
Purchase NY 10577
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, .01 Par Value Disposition 2018-10-05 65,957 $9.43 449,476 No 4 S Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, .01 Par Value 22,149 Direct
Footnotes
  1. The purpose of the amendment is to revise the footnote previously reported.
  2. The Reporting Person is a principal of the investment adviser to several private investment funds, a registered investment company, and other clients. The general partner (of which the Reporting Person is not a principal) of a private investment fund advised by such investment adviser recently determined to liquidate it. Consequently, the aforementioned investment adviser of that private investment fund is required to dispose of all of its assets, including its shares of MVC Capital. The Reporting Person disclaims any beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. The Reporting Person has not sold any shares of MVC Capital held that he holds directly.