Filing Details
- Accession Number:
- 0001179110-18-012117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 17:34:42
- Reporting Period:
- 2018-10-08
- Accepted Time:
- 2018-10-10 17:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1244892 | Ann Mather | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-08 | 50,000 | $2.40 | 103,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-08 | 50,000 | $6.31 | 53,666 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-10-08 | 50,000 | $2.63 | 103,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-08 | 50,000 | $6.31 | 53,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-10-08 | 50,000 | $0.00 | 50,000 | $2.40 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-10-08 | 50,000 | $0.00 | 50,000 | $2.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-06-06 | No | 4 | M | Direct | |
| 0 | 2027-06-08 | No | 4 | M | Direct |
Footnotes
- The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Ms. Mather entered into on September 5, 2018.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $6.06 to $6.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The option vested over a 12 month period, with 8.333% of the shares becoming exercisable on July 6, 2013, the one month anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in 11 equal monthly installments thereafter, such that the option was fully vested on June 6, 2014.
- The option vested and became fully exercisable on June 8, 2018, the first anniversary of the option grant date.
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