Filing Details

Accession Number:
0001209191-18-054712
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-10-10 17:33:58
Reporting Period:
2018-10-03
Accepted Time:
2018-10-10 17:33:58
Original Submission Date:
2018-10-05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
3545 Alico Inc ALCO Agricultural Production-Crops (100) 590906081
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591442 734 Agriculture, Llc 410 Park Avenue
17Th Floor
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-03 525,052 $34.00 3,180,405 No 4 S Indirect By 734 Investors, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By 734 Investors, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect By George R. Brokaw
Footnotes
  1. This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.
  2. The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the CommonStock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
  3. George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. TheReporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of itspecuniary interest therein.