Filing Details
- Accession Number:
- 0001209191-18-054712
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 17:33:58
- Reporting Period:
- 2018-10-03
- Accepted Time:
- 2018-10-10 17:33:58
- Original Submission Date:
- 2018-10-05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3545 | Alico Inc | ALCO | Agricultural Production-Crops (100) | 590906081 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591442 | 734 Agriculture, Llc | 410 Park Avenue 17Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-10-03 | 525,052 | $34.00 | 3,180,405 | No | 4 | S | Indirect | By 734 Investors, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By 734 Investors, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | By George R. Brokaw |
Footnotes
- This Form 4 amendment is filed to report the updated number of shares of Common Stock accepted by and sold to the Issuer pursuant to an issuer tender offer exempt under Rule 16b-3 as a result of the final proration factor for the Issuer's tender offer being different from the previously reported preliminary proration factor. The final proration factor for the Issuer's tender offer is 14.17%.
- The Reporting Person is the managing member of 734 Investors, LLC. The Reporting Person disclaims beneficial ownership of the CommonStock held by 734 Investors, LLC except to the extent of its pecuniary interest therein.
- George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. TheReporting Person disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of itspecuniary interest therein.