Filing Details
- Accession Number:
- 0001366340-18-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 16:45:28
- Reporting Period:
- 2018-10-08
- Accepted Time:
- 2018-10-10 16:45:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366340 | Finjan Holdings Inc. | FNJN | Patent Owners & Lessors (6794) | 204075963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579228 | Philip Hartstein | C/O Finjan Holdings, Inc. 2000 University Avenue, Suite 600 East Palo Alto CA 94303 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-08 | 50,000 | $1.66 | 130,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-08 | 50,000 | $5.06 | 80,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-08 | 27,500 | $5.32 | 52,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (right to buy) | Disposition | 2018-10-08 | 50,000 | $0.00 | 50,000 | $1.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 382,403 | 2017-03-31 | 2023-05-07 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.22 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above
- Represents shares of common stock sold pursuant to a 10b5-1 trading plan entered into as of August 25, 2015.
- Weighted average price. These shares were sold in multiple transactions at prices ranging from $5.22 to $5.50 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Represents fully vested stock options.
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