Filing Details
- Accession Number:
- 0001225208-18-014509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-10 10:16:55
- Reporting Period:
- 2018-10-09
- Accepted Time:
- 2018-10-10 10:16:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 26172 | Cummins Inc | CMI | Engines & Turbines (3510) | 350257090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1676537 | Andrew Mark Smith | 500 Jackson Street Columbus IN 47201 | Vp - Operations Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2018-10-09 | 820 | $67.58 | 4,463 | No | 4 | M | Direct | |
| Common | Disposition | 2018-10-09 | 501 | $153.27 | 3,962 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right-to-Buy) | Disposition | 2018-10-09 | 820 | $0.00 | 820 | $67.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-01 | 2020-06-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (Right-to-Buy) | $109.09 | 2019-04-04 | 2026-04-04 | 4,360 | 4,360 | Direct |
| Common | Stock Option (Right-to-Buy) | $111.84 | 2015-04-02 | 2023-04-02 | 770 | 770 | Direct |
| Common | Stock Option (Right-to-Buy) | $119.77 | 2013-05-02 | 2021-05-02 | 528 | 528 | Direct |
| Common | Stock Option (Right-to-Buy) | $120.28 | 2014-04-02 | 2022-04-02 | 590 | 590 | Direct |
| Common | Stock Option (Right-to-Buy) | $136.82 | 2018-04-02 | 2025-04-02 | 1,790 | 1,790 | Direct |
| Common | Stock Option (Right-to-Buy) | $149.34 | 2017-04-02 | 2024-04-02 | 1,070 | 1,070 | Direct |
| Common | Stock Option (Right-to-Buy) | $149.72 | 2020-04-03 | 2027-04-03 | 4,380 | 4,380 | Direct |
| Common | Stock Option (Right-to-Buy) | $160.10 | 2021-04-03 | 2028-04-03 | 6,080 | 6,080 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-04-04 | 4,360 | 4,360 | Direct |
| 2023-04-02 | 770 | 770 | Direct |
| 2021-05-02 | 528 | 528 | Direct |
| 2022-04-02 | 590 | 590 | Direct |
| 2025-04-02 | 1,790 | 1,790 | Direct |
| 2024-04-02 | 1,070 | 1,070 | Direct |
| 2027-04-03 | 4,380 | 4,380 | Direct |
| 2028-04-03 | 6,080 | 6,080 | Direct |
Footnotes
- Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018.
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