Filing Details
- Accession Number:
- 0000899243-18-026470
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-09 20:10:03
- Reporting Period:
- 2018-10-06
- Accepted Time:
- 2018-10-09 20:10:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1566469 | Nanthealth Inc. | NH | Services-Computer Processing & Data Preparation (7374) | 273019889 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706849 | Allen Ronald Louks | C/O Nanthealth, Inc. 9920 Jefferson Blvd. Culver City CA 90232 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-06 | 10,000 | $0.00 | 177,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-06 | 3,696 | $1.42 | 173,695 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-10-06 | 6,304 | $1.42 | 167,391 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-10-06 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") is the economic equivalent of one share of NantHealth, Inc. common stock.
- Subject to the Reporting Person's continuing to be a service provider (as defined in the 2016 Equity Incentive Plan) through each applicable vesting date, 40,000 RSUs vested on October 6, 2017, with the remaining 120,000 RSUs to vest monthly in equal amounts for 12 months, beginning on November 6, 2017. Upon vesting, the issuer will withhold shares sufficient to satisfy tax withholding obligations; the issuer will then be responsible for remitting a cash payment for the related withholding taxes; and the issuer will issue to the Reporting Person a net lower number of shares. In addition, upon vesting, the issuer and the Reporting Person have agreed that the issuer will repurchase the remaining shares at the then current market value.
- Pursuant to the terms of the grant, due to the vesting date occurring on a Saturday, the Issuer repurchased the shares at a price per share equal to the closing price on October 5, 2018.
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