Filing Details
- Accession Number:
- 0001209191-18-054531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-09 16:36:57
- Reporting Period:
- 2014-02-05
- Accepted Time:
- 2018-10-09 16:36:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515673 | Ultragenyx Pharmaceutical Inc. | RARE | Pharmaceutical Preparations (2834) | 272546083 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1598426 | William Aliski | C/O Ultragenyx Pharmaceutical Inc. 60 Leveroni Court Novato CA 94949 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-02-05 | 84,970 | $0.00 | 121,900 | No | 4 | C | Indirect | By trust |
Common Stock | Disposition | 2015-05-12 | 10,500 | $68.65 | 111,400 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2015-05-27 | 2,000 | $85.94 | 109,400 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2015-07-27 | 400 | $122.58 | 109,000 | No | 4 | S | Indirect | By trust |
Common Stocki | Disposition | 2018-04-19 | 650 | $53.97 | 108,350 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2018-10-08 | 6,000 | $73.38 | 102,350 | No | 4 | S | Indirect | By trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
No | 4 | S | Indirect | By trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-02-05 | 266,343 | $0.00 | 84,970 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 72,610 | Direct |
Footnotes
- The number of shares of Common Stock reported reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.
- These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.
- The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person's trust pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Each share of Series A Convertible Preferred Stock was convertible into Common Stock at any time and automatically converted into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
- The number of underlying shares of Common Stock reported in Column 7 reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.