Filing Details

Accession Number:
0001209191-18-054531
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-09 16:36:57
Reporting Period:
2014-02-05
Accepted Time:
2018-10-09 16:36:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515673 Ultragenyx Pharmaceutical Inc. RARE Pharmaceutical Preparations (2834) 272546083
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598426 William Aliski C/O Ultragenyx Pharmaceutical Inc.
60 Leveroni Court
Novato CA 94949
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-02-05 84,970 $0.00 121,900 No 4 C Indirect By trust
Common Stock Disposition 2015-05-12 10,500 $68.65 111,400 No 4 S Indirect By trust
Common Stock Disposition 2015-05-27 2,000 $85.94 109,400 No 4 S Indirect By trust
Common Stock Disposition 2015-07-27 400 $122.58 109,000 No 4 S Indirect By trust
Common Stocki Disposition 2018-04-19 650 $53.97 108,350 No 4 S Indirect By trust
Common Stock Disposition 2018-10-08 6,000 $73.38 102,350 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
No 4 S Indirect By trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-02-05 266,343 $0.00 84,970 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 72,610 Direct
Footnotes
  1. The number of shares of Common Stock reported reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.
  2. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse and nephew are trustees of the trust.
  3. The sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person's trust pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
  4. Each share of Series A Convertible Preferred Stock was convertible into Common Stock at any time and automatically converted into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.
  5. The number of underlying shares of Common Stock reported in Column 7 reflects the automatic conversion of shares of Series A Preferred Stock into Common Stock on a 1-for-3.1345 basis immediately prior to the closing of the Issuer's initial public offering.