Filing Details
- Accession Number:
- 0001628280-18-012377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-09 07:59:00
- Reporting Period:
- 2018-10-04
- Accepted Time:
- 2018-10-09 07:59:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 522209244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713687 | Roger Gravley | C/O Liquidity Services, Inc. 6931 Arlington Road, Suite 200 Bethesda MD 20814 | President, Govdeals & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-10-04 | 648 | $5.53 | 5,939 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-10-05 | 2,161 | $5.26 | 3,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-10-08 | 3,778 | $5.25 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $9.05 | 2019-10-01 | 1,801 | 1,801 | Direct | |
Common Stock | Employee Stock Grant | $15.47 | 2020-10-01 | 1,106 | 1,106 | Direct | |
Common Stock | Employee Stock Option | $15.47 | 2020-10-01 | 2,292 | 2,292 | Direct | |
Common Stock | Employee Stock Option | $31.37 | 2021-10-01 | 2,857 | 2,857 | Direct | |
Common Stock | Employee Stock Option | $21.99 | 2023-10-01 | 3,519 | 3,519 | Direct | |
Common Stock | Employee Stock Grant | $21.99 | 2023-11-27 | 499 | 499 | Direct | |
Common Stock | Employee Stock Option | $21.99 | 2023-11-27 | 3,519 | 3,519 | Direct | |
Common Stock | Employee Stock Option | $10.41 | 2024-10-01 | 7,338 | 7,338 | Direct | |
Common Stock | Employee Stock Grant | $10.41 | 2024-10-01 | 0 | 0 | Direct | |
Common Stock | Employee Stock Option | $6.63 | 2025-10-01 | 11,430 | 11,430 | Direct | |
Common Stock | Employee Stock Grant | $6.63 | 2025-10-01 | 5,213 | 5,213 | Direct | |
Common Stock | Employee Stock Option | $5.11 | 2025-10-01 | 2,858 | 2,858 | Direct | |
Common Stock | Employee Stock Grant | $5.11 | 2025-10-01 | 5,213 | 5,213 | Direct | |
Common Stock | Employee Stock Grant | $8.30 | 2026-10-01 | 4,125 | 4,125 | Direct | |
Common Stock | Employee Stock Option | $8.30 | 2026-10-01 | 4,900 | 4,900 | Direct | |
Common Stock | Employee Stock Grant | $8.30 | 2026-10-01 | 8,250 | 8,250 | Direct | |
Common Stock | Employee Stock Option | $8.30 | 2026-10-01 | 4,900 | 4,900 | Direct | |
Common Stock | Employee Stock Option | $4.47 | 2027-10-01 | 29,760 | 29,760 | Direct | |
Common Stock | Employee Stock Grant | $4.47 | 2027-10-01 | 3,060 | 3,060 | Direct | |
Common Stock | Employee Stock Option | $4.47 | 2027-10-01 | 19,840 | 19,840 | Direct | |
Common Stock | Employee Stock Grant | $4.47 | 2027-10-01 | 2,040 | 2,040 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-10-01 | 1,801 | 1,801 | Direct |
2020-10-01 | 1,106 | 1,106 | Direct |
2020-10-01 | 2,292 | 2,292 | Direct |
2021-10-01 | 2,857 | 2,857 | Direct |
2023-10-01 | 3,519 | 3,519 | Direct |
2023-11-27 | 499 | 499 | Direct |
2023-11-27 | 3,519 | 3,519 | Direct |
2024-10-01 | 7,338 | 7,338 | Direct |
2024-10-01 | 0 | 0 | Direct |
2025-10-01 | 11,430 | 11,430 | Direct |
2025-10-01 | 5,213 | 5,213 | Direct |
2025-10-01 | 2,858 | 2,858 | Direct |
2025-10-01 | 5,213 | 5,213 | Direct |
2026-10-01 | 4,125 | 4,125 | Direct |
2026-10-01 | 4,900 | 4,900 | Direct |
2026-10-01 | 8,250 | 8,250 | Direct |
2026-10-01 | 4,900 | 4,900 | Direct |
2027-10-01 | 29,760 | 29,760 | Direct |
2027-10-01 | 3,060 | 3,060 | Direct |
2027-10-01 | 19,840 | 19,840 | Direct |
2027-10-01 | 2,040 | 2,040 | Direct |
Footnotes
- Represents reporting person's advance election to sell upon vesting such restricted shares.
- These options became fully vested on October 1, 2013.
- These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
- These options became fully vested on October 1, 2014.
- These options became fully vested on October 1, 2015.
- These options became fully vested on October 1, 2017.
- This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
- Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
- Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
- Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
- 18/48th of this option grant vested on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.
- 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.
- Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.