Filing Details
- Accession Number:
- 0000899243-18-026362
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-09 06:27:32
- Reporting Period:
- 2018-10-04
- Accepted Time:
- 2018-10-09 06:27:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1694028 | Liberty Oilfield Services Inc. | LBRT | () | CA |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
924171 | Oakmont Corp | 865 South Figueroa Street Suite 700 Los Angeles CA 90017 | No | No | No | Yes | |
1160588 | Robert Day | C/O Oakmont Corporation 865 South Figueroa Street, Suite 700 Los Angeles, CA 90017 | No | No | No | Yes | |
1705552 | Laurel Road Llc | C/O Oakmont Corporation 865 South Figueroa Street, Suite 700 Los Angeles CA 90017 | No | No | No | Yes | |
1706009 | Laurel Road Ii, Llc | C/O Oakmont Corporation 865 South Figueroa Street, Suite 700 Los Angeles CA 90017 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-10-04 | 727,407 | $0.00 | 1,194,118 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2018-10-04 | 2,272,593 | $0.00 | 3,730,709 | No | 4 | J | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2018-10-04 | 727,407 | $21.00 | 466,711 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2018-10-04 | 2,272,593 | $21.00 | 1,458,116 | No | 4 | S | Indirect | See Footnotes |
Class B Common Stock | Disposition | 2018-10-04 | 727,407 | $0.00 | 2,589,719 | No | 4 | J | Indirect | See Footnotes |
Class B Common Stock | Disposition | 2018-10-04 | 2,272,593 | $0.00 | 8,090,896 | No | 4 | J | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | LLC Units | Disposition | 2018-10-04 | 727,407 | $0.00 | 727,407 | $0.00 |
Class A Common Stock | LLC Units | Disposition | 2018-10-04 | 2,272,593 | $0.00 | 2,272,593 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,589,719 | No | 4 | J | Indirect | ||
8,090,896 | No | 4 | J | Indirect |
Footnotes
- Pursuant to the terms of the limited liability company agreement of Liberty Oilfield Services New HoldCo LLC ("Liberty LLC"), Liberty LLC redeemed "LLC Units," which represent an ownership interest in Liberty LLC, and an equal number of Class B common stock (the "Class B Common Stock") of Liberty Oilfield Services Inc. (the "Issuer") in exchange for shares of Class A common stock of the Issuer (the "Class A Common Stock") on a one-for-one basis.
- By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of Robert Day, the sole shareholder of Oakmont Corporation ("Oakmont"), and Oakmont, which is a member and the administrator of each of Laurel Road, LLC ("Laurel 1") and Laurel Road II, LLC ("Laurel 2"), may be deemed to have an indirect pecuniary interest in the securities held directly by Laurel 1 and Laurel 2. In accordance with Instruction 4(b)(iv), the entire amount of the securities held by each of Laurel 1 and Laurel 2 are reported herein. Each reporting person disclaims beneficial ownership of any securities that are not directly owned by such reporting person, except to the extent of their indirect pecuniary interest therein. This report shall not be deemed an admission that such reporting person is a member of a group or the beneficial owner of any securities not directly owned by such reporting person.
- Shares held directly by Laurel 1.
- Shares held directly by Laurel 2.