Filing Details
- Accession Number:
- 0001058933-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 10:44:30
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 10:44:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
60751 | Lubrizol Corp | LZ | Industrial Organic Chemicals (2860) | 340367600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058933 | P Charles Cooley | Lubrizol Corp 29400 Lakeland Blvd Wickliffe OH 44092 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-02-22 | 12,080 | $0.00 | 29,104 | No | 4 | A | Direct | |
Common Shares | Disposition | 2011-02-22 | 4,522 | $109.35 | 24,582 | No | 4 | F | Direct | |
Common Shares | Acquisiton | 2011-02-22 | 7,175 | $58.45 | 31,757 | No | 4 | M | Direct | |
Common Shares | Disposition | 2011-02-22 | 7,175 | $112.40 | 24,582 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Nonqualified Stock Option (Right to Buy) | Acquisiton | 2011-02-22 | 8,500 | $0.00 | 8,500 | $109.35 |
Common Shares | Nonqualified Stock Option (Right to Buy) | Disposition | 2011-02-22 | 7,175 | $0.00 | 7,175 | $58.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,500 | 2021-02-22 | No | 4 | A | Direct | |
0 | 2018-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 11 | Indirect | By 401(k) Plan |
Footnotes
- This price represents the weighted average sale price of the common shares reported on this line. The range of sale prices for the transactions reported on this line is between $112.29 and $112.90. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- These options become exercisable on the first three anniversaries of the grant date as follows: 50% on the first anniversary, 25% on the second anniversary and 25% on the third anniversary.
- These options vest in three installments as follows: 50% on February 19, 2009, 25% on February 19, 2010, and 25% on February 19, 2011.