Filing Details
- Accession Number:
- 0001398344-18-014574
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-05 14:13:38
- Reporting Period:
- 2018-10-03
- Accepted Time:
- 2018-10-05 14:13:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162028 | Alliance California Municipal Income Fund | AKP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | No | No | Yes | No | |
1341021 | Andrew Dakos | Park 80 West 250 Pehle Ave. Ste 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1504304 | Bulldog Investors, Llc | Park 80 West - Plaza Two 250 Pehle Ave. Suite 708 Saddle Brook NJ 07663 | No | No | Yes | No | |
1561169 | Steven Samuels | 72 Coleytown Road Westport CT 06882 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-03 | 9,000 | $13.59 | 602,453 | No | 4 | P | Indirect | By Clients |
Common Stock | Acquisiton | 2018-10-04 | 17,720 | $13.36 | 620,173 | No | 4 | P | Indirect | By Clients |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Clients |
No | 4 | P | Indirect | By Clients |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,375 | Direct | |
Common Stock | 500 | Direct |
Footnotes
- Certain private investment fund clients of Bulldog Investors, LLC ("Bulldog Investors") are the beneficial owners of these shares. Bulldog Investors disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Andrew Dakos, Steven Samuels and Phillip Goldstein are the owners of Bulldog Investors. Each of Messrs. Dakos, Samuels and Goldstein also is a Principal of the general partner of certain of such private investment fund clients of Bulldog Investors, and a limited partner in certain of such private fund clients. Each of Messrs. Dakos, Samuels and Goldstein disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.
- Shares are held by Steven Samuels.
- Shares are held by Andrew Dakos.