Filing Details
- Accession Number:
- 0001127602-11-007196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 10:17:43
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 10:17:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1137092 | B Robert Bantle | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Exec. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-23 | 5,394 | $35.77 | 10,377 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-23 | 106 | $29.30 | 10,483 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-23 | 383 | $35.77 | 10,866 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-23 | 5,394 | $39.90 | 5,472 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2011-02-23 | 5,394 | $0.00 | 5,394 | $35.76 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2011-02-23 | 106 | $0.00 | 106 | $29.30 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2011-02-23 | 383 | $0.00 | 383 | $35.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-03 | No | 4 | M | Direct | |
| 0 | 2012-09-30 | No | 4 | M | Direct | |
| 6,203 | 2014-05-03 | No | 4 | M | Direct |
Footnotes
- The stock option becomes exercisable in four installments commencing two years after the grant date.
Billionaire Hedge Funds
