Filing Details
- Accession Number:
- 0001209191-18-054313
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-04 18:44:48
- Reporting Period:
- 2018-10-02
- Accepted Time:
- 2018-10-04 18:44:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1671933 | Trade Desk Inc. | TTD | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671445 | Terry Jeffrey Green | C/O The Trade Desk, Inc. 42 North Chestnut Street Ventura CA 93001 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-10-02 | 428,359 | $0.00 | 506,178 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 13,316 | $130.85 | 492,862 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 19,556 | $132.01 | 473,306 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 60,941 | $132.83 | 412,365 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 76,336 | $133.72 | 336,029 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 54,530 | $134.78 | 281,499 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 68,447 | $135.82 | 213,052 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 36,998 | $136.64 | 176,054 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 39,256 | $137.72 | 136,798 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 23,566 | $138.68 | 113,232 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 22,101 | $139.94 | 91,131 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 8,313 | $140.54 | 82,818 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-10-02 | 4,999 | $141.50 | 77,819 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-10-03 | 21,641 | $0.00 | 99,460 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-10-03 | 21,641 | $140.00 | 77,819 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-10-04 | 3,742 | $0.00 | 81,561 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-10-02 | 428,359 | $0.00 | 428,359 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-10-03 | 21,641 | $0.00 | 21,641 | $0.00 |
Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-10-04 | 10,483 | $0.00 | 10,483 | $3.70 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-10-04 | 10,483 | $0.00 | 10,483 | $0.00 |
Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-10-04 | 3,742 | $0.00 | 3,742 | $33.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,870,938 | No | 4 | C | Direct | ||
4,849,297 | No | 4 | C | Direct | ||
14,321 | 2020-12-08 | No | 4 | M | Direct | |
4,859,780 | No | 4 | M | Direct | ||
5,591 | 2021-12-22 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.27 to $133.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.27 to $134.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.27 to $135.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.27 to $136.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.27 to $137.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.27 to $138.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.27 to $139.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.27 to $141.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.35 to $141.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
- The option was granted on December 9, 2015. The Vesting Commencement Date ("VCD") is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- The option was granted on December 23, 2016, with a VCD of December 1, 2016. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 2,042 shares will vest during each of the calendar years 2017, 2018 and 2019 and an aggregate of 3,207 shares will vest during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting date.