Filing Details

Accession Number:
0001209191-18-054313
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-04 18:44:48
Reporting Period:
2018-10-02
Accepted Time:
2018-10-04 18:44:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1671933 Trade Desk Inc. TTD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1671445 Terry Jeffrey Green C/O The Trade Desk, Inc.
42 North Chestnut Street
Ventura CA 93001
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-10-02 428,359 $0.00 506,178 No 4 C Direct
Class A Common Stock Disposition 2018-10-02 13,316 $130.85 492,862 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 19,556 $132.01 473,306 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 60,941 $132.83 412,365 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 76,336 $133.72 336,029 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 54,530 $134.78 281,499 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 68,447 $135.82 213,052 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 36,998 $136.64 176,054 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 39,256 $137.72 136,798 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 23,566 $138.68 113,232 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 22,101 $139.94 91,131 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 8,313 $140.54 82,818 No 4 S Direct
Class A Common Stock Disposition 2018-10-02 4,999 $141.50 77,819 No 4 S Direct
Class A Common Stock Acquisiton 2018-10-03 21,641 $0.00 99,460 No 4 C Direct
Class A Common Stock Disposition 2018-10-03 21,641 $140.00 77,819 No 4 S Direct
Class A Common Stock Acquisiton 2018-10-04 3,742 $0.00 81,561 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-10-02 428,359 $0.00 428,359 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-10-03 21,641 $0.00 21,641 $0.00
Class B Common Stock Employee Stock Option (Right to Buy) Disposition 2018-10-04 10,483 $0.00 10,483 $3.70
Class A Common Stock Class B Common Stock Acquisiton 2018-10-04 10,483 $0.00 10,483 $0.00
Class A Common Stock Employee Stock Option (Right to Buy) Disposition 2018-10-04 3,742 $0.00 3,742 $33.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,870,938 No 4 C Direct
4,849,297 No 4 C Direct
14,321 2020-12-08 No 4 M Direct
4,859,780 No 4 M Direct
5,591 2021-12-22 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.27 to $131.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.27 to $132.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.27 to $133.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.27 to $134.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.27 to $135.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.27 to $136.265, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.27 to $137.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.27 to $138.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.27 to $139.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.27 to $141.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.35 to $141.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  14. Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
  15. The option was granted on December 9, 2015. The Vesting Commencement Date ("VCD") is January 1, 2016. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
  16. The option was granted on December 23, 2016, with a VCD of December 1, 2016. The option vests over four years in increments on each monthly anniversary of the VCD according to the following schedule: an aggregate of 2,042 shares will vest during each of the calendar years 2017, 2018 and 2019 and an aggregate of 3,207 shares will vest during calendar year 2020, in each case, subject to continued employment with the Issuer through the applicable vesting date.