Filing Details
- Accession Number:
- 0001127602-18-029593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-04 17:42:56
- Reporting Period:
- 2018-10-03
- Accepted Time:
- 2018-10-04 17:42:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | President Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-03 | 2,648 | $45.58 | 49,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-10-03 | 3,022 | $57.40 | 52,462 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-10-03 | 8,054 | $51.42 | 60,516 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-10-03 | 7,260 | $47.68 | 67,776 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-03 | 200 | $72.40 | 67,576 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.41 | 67,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.42 | 67,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 200 | $72.43 | 67,176 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 689 | $72.44 | 66,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 400 | $72.45 | 66,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 300 | $72.46 | 65,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 700 | $72.47 | 65,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 600 | $72.48 | 64,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 500 | $72.49 | 63,987 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 500 | $72.50 | 63,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.51 | 63,387 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.51 | 63,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 200 | $72.53 | 63,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 300 | $72.53 | 62,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 300 | $72.54 | 62,487 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 200 | $72.55 | 62,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 692 | $72.56 | 61,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 1,072 | $72.57 | 60,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 1,000 | $72.58 | 59,523 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.59 | 59,423 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 300 | $72.59 | 59,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 200 | $72.60 | 58,923 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 100 | $72.61 | 58,823 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-10-03 | 1,095 | $72.61 | 57,728 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-10-03 | 2,648 | $0.00 | 2,648 | $45.58 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-10-03 | 3,022 | $0.00 | 3,022 | $57.40 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-10-03 | 8,054 | $0.00 | 8,054 | $51.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-10-03 | 7,260 | $0.00 | 7,260 | $47.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
| 3,022 | 2017-01-01 | 2024-01-01 | No | 4 | M | Direct |
| 8,054 | 2018-02-11 | 2025-02-11 | No | 4 | M | Direct |
| 7,260 | 2018-02-05 | 2026-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 290 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired through the reinvestment of dividends on restricted stock.
- Options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019
- Options will vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020
- Options will vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
Billionaire Hedge Funds
