Filing Details
- Accession Number:
- 0001304186-18-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-04 16:35:41
- Reporting Period:
- 2018-10-02
- Accepted Time:
- 2018-10-04 16:35:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1500096 | Kayne Anderson Midstreamergy Fund Inc. | KMF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
884413 | A Richard Kayne | No | No | No | Yes | ||
949615 | Kayne Anderson Capital Advisors Lp | 1800 Avenue Of The Stars 3Rd Floor Los Angeles CA 90067 | No | No | No | Yes | |
1376209 | Ka Fund Advisors Llc | 1100 Louisiana Street Suite 4550 Houston TX 77002 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-10-02 | 20,000 | $13.00 | 113,568 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2018-10-02 | 109,568 | $129,559.00 | 4,000 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 203,844 | Direct |
Footnotes
- The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
- 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
- Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.