Filing Details

Accession Number:
0001304186-18-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-04 16:35:41
Reporting Period:
2018-10-02
Accepted Time:
2018-10-04 16:35:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500096 Kayne Anderson Midstreamergy Fund Inc. KMF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
884413 A Richard Kayne No No No Yes
949615 Kayne Anderson Capital Advisors Lp 1800 Avenue Of The Stars
3Rd Floor
Los Angeles CA 90067
No No No Yes
1376209 Ka Fund Advisors Llc 1100 Louisiana Street
Suite 4550
Houston TX 77002
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-10-02 20,000 $13.00 113,568 No 4 S Indirect See footnotes
Common Stock Disposition 2018-10-02 109,568 $129,559.00 4,000 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 203,844 Direct
Footnotes
  1. The 129,568 shares sold were held by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. 20,000 shares were sold to James C. Baker, President of KMF, in a negotiated transaction based on the VWAP price for October 2, 2018.
  2. 4,000 shares held by KA Fund Advisors, LLC ("KAFA"). KACALP (and Mr. Kayne by virtue of his ownership of KACALP) is the majority owner of KAFA.
  3. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAFA to the extent of his pecuniary interest therein.