Filing Details
- Accession Number:
- 0001209191-18-054256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-04 16:30:46
- Reporting Period:
- 2018-10-02
- Accepted Time:
- 2018-10-04 16:30:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1000230 | Optical Cable Corp | OCC | Drawing & Insulating Of Nonferrous Wire (3357) | 541237042 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241189 | Jr D Neil Wilkin | 5290 Concourse Drive Roanoke VA 24019 | Chairman, President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-10-02 | 80,000 | $5.25 | 987,405 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 22,595 | Indirect | By Wilkin Capital Fund I, LLC |
Common Stock | 315 | Indirect | By Daughter #1 |
Common Stock | 315 | Indirect | By Daughter #2 |
Common Stock | 115 | Indirect | By Daughter #3 |
Common Stock | 315 | Indirect | By Son |
Footnotes
- These shares were exclusively offered and sold to Mr. David R. Goode of Norfolk, Virginia, as a strategic financial investor in Optical Cable Corporation.
- The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.