Filing Details
- Accession Number:
- 0001181431-11-012657
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 09:29:48
- Reporting Period:
- 2011-02-24
- Filing Date:
- 2011-02-24
- Accepted Time:
- 2011-02-24 09:29:48
- Original Submission Date:
- 2011-02-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1054905 | Innospec Inc. | IOSP | Chemicals & Allied Products (2800) | 981081725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1368260 | Ian Cleminson | Innospec Manufacturing Park Oil Sites Road, Ellesmere Port Cheshire X0 CH65 4EY | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-18 | 942 | $26.94 | 13,024 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 1,565 | $26.94 | 14,589 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 546 | $0.00 | 15,135 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 1,353 | $0.00 | 16,488 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Disposition | 2011-02-22 | 1,070 | $0.00 | 1,070 | $0.00 |
| Common Stock | Options | Disposition | 2011-02-22 | 2,653 | $0.00 | 1,070 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,433 | 2011-02-20 | 2016-02-20 | No | 4 | M | Direct |
| 61,780 | 2011-02-20 | 2016-02-20 | No | 4 | M | Direct |
Footnotes
- Co-Investment
- This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.9250 to $26.9500. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
- Special Bonus
- This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions ranged from $26.9250 to $26.9500. Upon request by the SEC, the Issuer, or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were affected.
- Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Ian Cleminson in lieu of the transfer of the remaining 524 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
- Pursuant to Clause 12 of the Rules of the Innospec Inc Performance Related Stock Option Plan, a cash payment is being made to Ian Cleminson in lieu of the transfer of the remaining 1300 shares to enable him to pay UK withholding tax obligations in respect of the exercise of options.
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