Filing Details
- Accession Number:
- 0000899243-18-026116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-03 19:47:29
- Reporting Period:
- 2018-10-01
- Accepted Time:
- 2018-10-03 19:47:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188095 | Charles Kissner | C/O Rambus Inc. 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-01 | 14,110 | $0.00 | 33,347 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-10-02 | 4,796 | $10.58 | 42,823 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2018-10-02 | 1,100 | $10.64 | 41,723 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The shares are represented by restricted stock units, or RSUs, all of which vest October 1, 2019 or the first business day thereafter. Each RSU represents the contingent right to receive one share of RMBS common stock.
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $10.53 to $10.625. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- The shares are held directly by Kissner and Associates LLC for which the Reporting Person serves as the owner of the company.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.63 to $10.675, inclusive.