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Filing Details

Accession Number:: 0001628280-18-012294
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-03 18:57:25
Reporting Period:: 2018-10-01

Accepted Time:: 2018-10-03 18:57:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	522209244

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713687	Roger Gravley	C/O Liquidity Services, Inc. 6931 Arlington Road, Suite 200 Bethesda MD 20814	President, Govdeals & Cio	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-10-01	11,347	$5.95	11,347	No	4	J	Direct
Common Stock	Disposition	2018-10-01	3,425	$5.95	7,922	No	4	S	Direct
Common Stock	Disposition	2018-10-02	171	$5.83	7,751	No	4	S	Direct
Common Stock	Disposition	2018-10-03	1,164	$5.80	6,587	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Grant	Disposition	2018-10-01	4,073	$5.95	4,073	$10.41
Common Stock	Employee Stock Grant	Disposition	2018-10-01	5,212	$5.95	10,425	$6.63
Common Stock	Employee Stock Grant	Disposition	2018-10-01	2,062	$5.95	6,187	$8.30

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2024-10-01	No	4	J	Direct
5,213	2025-10-01	No	4	J	Direct
4,125	2026-10-01	No	4	J	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option	$9.05	2019-10-01	1,801	1,801	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	1,106	1,106	Direct
Common Stock	Employee Stock Option	$15.47	2020-10-01	2,292	2,292	Direct
Common Stock	Employee Stock Option	$31.37	2021-10-01	2,857	2,857	Direct
Common Stock	Employee Stock Option	$21.99	2023-10-01	3,519	3,519	Direct
Common Stock	Employee Stock Grant	$21.99	2023-11-27	499	499	Direct
Common Stock	Employee Stock Option	$21.99	2023-11-27	3,519	3,519	Direct
Common Stock	Employee Stock Option	$10.41	2024-10-01	7,338	7,338	Direct
Common Stock	Employee Stock Option	$6.63	2025-10-01	11,430	11,430	Direct
Common Stock	Employee Stock Option	$5.11	2025-10-01	2,858	2,858	Direct
Common Stock	Employee Stock Grant	$5.11	2025-10-01	5,213	5,213	Direct
Common Stock	Employee Stock Option	$8.30	2026-10-01	4,900	4,900	Direct
Common Stock	Employee Stock Grant	$8.30	2026-10-01	8,250	8,250	Direct
Common Stock	Employee Stock Option	$8.30	2026-10-01	4,900	4,900	Direct
Common Stock	Employee Stock Option	$4.47	2027-10-01	29,760	29,760	Direct
Common Stock	Employee Stock Grant	$4.47	2027-10-01	3,060	3,060	Direct
Common Stock	Employee Stock Option	$4.47	2027-10-01	19,840	19,840	Direct
Common Stock	Employee Stock Grant	$4.47	2027-10-01	2,040	2,040	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-10-01	1,801	1,801	Direct
2020-10-01	1,106	1,106	Direct
2020-10-01	2,292	2,292	Direct
2021-10-01	2,857	2,857	Direct
2023-10-01	3,519	3,519	Direct
2023-11-27	499	499	Direct
2023-11-27	3,519	3,519	Direct
2024-10-01	7,338	7,338	Direct
2025-10-01	11,430	11,430	Direct
2025-10-01	2,858	2,858	Direct
2025-10-01	5,213	5,213	Direct
2026-10-01	4,900	4,900	Direct
2026-10-01	8,250	8,250	Direct
2026-10-01	4,900	4,900	Direct
2027-10-01	29,760	29,760	Direct
2027-10-01	3,060	3,060	Direct
2027-10-01	19,840	19,840	Direct
2027-10-01	2,040	2,040	Direct

Footnotes

Represents the vesting of restricted stock.
Represents reporting person's advance election to sell upon vesting such restricted shares.
These options became fully vested on October 1, 2013.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
These options became fully vested on October 1, 2014.
These options became fully vested on October 1, 2015.
These options became fully vested on October 1, 2017.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2015 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8th of the restricted stock grant will vest on April 1 and October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2016 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.
18/48th of this option grant vested on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.
15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.
Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.