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Filing Details

Accession Number:: 0001596783-18-000152
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-10-03 17:53:16
Reporting Period:: 2018-10-01

Accepted Time:: 2018-10-03 17:53:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1482197	R John Chiminski	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	Chair, President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-10-01	140,000	$18.71	413,485	No	4	M	Direct
Common Stock	Disposition	2018-10-01	93,500	$45.32	319,985	No	4	F	Direct
Common Stock	Acquisiton	2018-10-01	41,464	$20.50	361,449	No	4	M	Direct
Common Stock	Disposition	2018-10-01	28,617	$45.32	332,832	No	4	F	Direct
Common Stock	Acquisiton	2018-10-01	29,370	$24.26	362,202	No	4	M	Direct
Common Stock	Disposition	2018-10-01	21,652	$45.32	340,550	No	4	F	Direct
Common Stock	Acquisiton	2018-10-01	75,524	$24.44	416,074	No	4	M	Direct
Common Stock	Disposition	2018-10-01	55,839	$45.32	360,235	No	4	F	Direct
Common Stock	Disposition	2018-10-01	130,545	$45.32	229,690	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Disposition	2018-10-01	140,000	$0.00	140,000	$18.71
Common Stock	Options to purchase Common Stock	Disposition	2018-10-01	41,464	$0.00	41,464	$20.50
Common Stock	Options to purchase Common Stock	Disposition	2018-10-01	29,370	$0.00	29,370	$24.26
Common Stock	Options to purchase Common Stock	Disposition	2018-10-01	75,524	$0.00	75,524	$24.44

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2023-06-25	No	4	M	Direct
0	2024-07-30	No	4	M	Direct
9,790	2024-10-23	No	4	M	Direct
75,525	2026-07-26	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
Volume-weighted average price. These shares were sold in multiple transactions at prices ranging from $45.06 to $45.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
On June 25, 2013, the reporting person was granted options to purchase 350,000 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments (beginning on June 25, 2014) upon the satisfaction of certain performance criteria. The performance criteria were met in respect of 140,000 options. The remaining 210,000 options have been cancelled. (S1101)
On July 30, 2014, the reporting person was granted options to purchase 41,464 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on July 30, 2015. (S1215)
On October 23, 2014, the reporting person was granted options to purchase 39,160 shares of common stock of the Issuer, which vest and become exercisable in four equal annual installments beginning on October 23, 2015. (S1251)
On July 26, 2016, the reporting person was granted options to purchase 151,049 shares of common stock of the Issuer which vest and become exercisable in four equal installments beginning July 26, 2017. (S62)