Filing Details

Accession Number:
0000899243-18-026072
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-03 17:21:46
Reporting Period:
2018-10-01
Accepted Time:
2018-10-03 17:21:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1655759 Arvinas Inc. ARVN Pharmaceutical Preparations (2834) 472566120
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1753491 Albert Bradley Margus C/O Arvinas, Inc.
5 Science Park, 395 Winchester Ave.
New Haven CT 06511
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-01 40,000 $16.00 99,463 No 4 P Direct
Common Stock Acquisiton 2018-10-01 42,768 $0.00 42,768 No 4 C Indirect By Bradley A. Margus Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 C Indirect By Bradley A. Margus Revocable Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2018-10-01 120,055 $0.00 36,940 $0.00
Common Stock Series C Preferred Stock Disposition 2018-10-01 18,942 $0.00 5,828 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
  2. On October 1, 2018, the Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.