Filing Details

Accession Number:
0001140361-11-011698
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-23 19:58:45
Reporting Period:
2011-02-22
Filing Date:
2011-02-23
Accepted Time:
2011-02-23 19:58:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247278 A David Hubbard 275 Gibraltar Drive
Sunnyvale CA 94089
Vice President, Sales And Mark No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-22 100 $12.51 67,747 No 4 S Direct
Common Stock Disposition 2011-02-22 300 $12.54 67,447 No 4 S Direct
Common Stock Disposition 2011-02-22 1,185 $12.55 66,262 No 4 S Direct
Common Stock Disposition 2011-02-22 300 $12.56 65,962 No 4 S Direct
Common Stock Disposition 2011-02-22 300 $12.57 65,662 No 4 S Direct
Common Stock Disposition 2011-02-22 421 $12.58 65,241 No 4 S Direct
Common Stock Disposition 2011-02-22 294 $12.59 64,947 No 4 S Direct
Common Stock Disposition 2011-02-22 1,000 $12.60 63,947 No 4 S Direct
Common Stock Disposition 2011-02-22 900 $12.61 63,047 No 4 S Direct
Common Stock Acquisiton 2011-02-22 800 $12.62 62,247 No 4 S Direct
Common Stock Disposition 2011-02-22 1,400 $12.63 60,847 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.64 60,747 No 4 S Direct
Common Stock Disposition 2011-02-22 900 $12.64 59,847 No 4 S Direct
Common Stock Disposition 2011-02-22 200 $12.64 59,647 No 4 S Direct
Common Stock Disposition 2011-02-22 1,941 $12.65 57,706 No 4 S Direct
Common Stock Disposition 2011-02-22 108 $12.66 57,598 No 4 S Direct
Common Stock Disposition 2011-02-22 400 $12.67 57,198 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.69 57,098 No 4 S Direct
Common Stock Disposition 2011-02-22 200 $12.69 56,898 No 4 S Direct
Common Stock Disposition 2011-02-22 651 $12.70 56,247 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.71 56,147 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.72 56,047 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.73 55,947 No 4 S Direct
Common Stock Disposition 2011-02-22 100 $12.76 55,847 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Acquisiton 2011-02-22 12,000 $4.30 12,000 $4.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,847 2003-01-01 2011-10-24 No 4 M Direct
Footnotes
  1. The total 12,000 shares of common stock were granted on October 24, 2001 and vest in four equal installments beginning on January 1, 2002
  2. Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
  3. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2010.