Filing Details
- Accession Number:
- 0001140361-11-011698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 19:58:45
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 19:58:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122342 | Alliance Fiber Optic Products Inc | AFOP | Semiconductors & Related Devices (3674) | 770554122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247278 | A David Hubbard | 275 Gibraltar Drive Sunnyvale CA 94089 | Vice President, Sales And Mark | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-22 | 100 | $12.51 | 67,747 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 300 | $12.54 | 67,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 1,185 | $12.55 | 66,262 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 300 | $12.56 | 65,962 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 300 | $12.57 | 65,662 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 421 | $12.58 | 65,241 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 294 | $12.59 | 64,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 1,000 | $12.60 | 63,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 900 | $12.61 | 63,047 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-22 | 800 | $12.62 | 62,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 1,400 | $12.63 | 60,847 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.64 | 60,747 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 900 | $12.64 | 59,847 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 200 | $12.64 | 59,647 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 1,941 | $12.65 | 57,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 108 | $12.66 | 57,598 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 400 | $12.67 | 57,198 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.69 | 57,098 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 200 | $12.69 | 56,898 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 651 | $12.70 | 56,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.71 | 56,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.72 | 56,047 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.73 | 55,947 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-22 | 100 | $12.76 | 55,847 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Stock Option (Right to buy) | Acquisiton | 2011-02-22 | 12,000 | $4.30 | 12,000 | $4.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,847 | 2003-01-01 | 2011-10-24 | No | 4 | M | Direct |
Footnotes
- The total 12,000 shares of common stock were granted on October 24, 2001 and vest in four equal installments beginning on January 1, 2002
- Share amounts and exercise price reflect a 1-for-5 reverse split of the common stock effected on August 27, 2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2010.