Filing Details
- Accession Number:
- 0001354488-11-000603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 19:55:09
- Reporting Period:
- 2009-05-29
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 19:55:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403676 | Geltech Solutions Inc. | GLTC | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 562600575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422920 | Lloyd Michael Reger | 777 Yamato Road Suite 300 Boca Raton FL 33431 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2009-05-29 | 150,000 | $0.00 | 5,514,503 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2009-08-26 | 424,122 | $0.00 | 5,090,381 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2010-05-20 | 150,000 | $0.00 | 5,240,381 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-10-04 | 108,803 | $0.00 | 5,349,184 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2011-02-14 | 434,681 | $0.00 | 5,217,806 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 892,857 | $1.12 | 6,110,663 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2011-02-18 | 89,285 | $0.00 | 6,021,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | G | Direct | |
| No | 4 | P | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2010-05-20 | 150,000 | $0.00 | 150,000 | $1.50 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2011-02-18 | 1,000,000 | $0.00 | 1,000,000 | $1.25 |
| Common Stock | Common Stock Warrants (Right to Buy) | Acquisiton | 2011-02-18 | 300,000 | $0.00 | 300,000 | $1.75 |
| Common Stock | 5% Convertible Note | Acquisiton | 2011-02-18 | 1,487,464 | $0.00 | 1,328,092 | $1.12 |
| Common Stock | Common Stock Warrants (Right to Buy) | Disposition | 2011-02-18 | 200,000 | $0.00 | 200,000 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2010-05-20 | 2012-05-20 | No | 4 | P | Direct |
| 1,000,000 | 2011-02-18 | 2016-02-18 | No | 4 | P | Direct |
| 300,000 | 2011-02-18 | 2016-02-18 | No | 4 | P | Direct |
| 1,487,464 | 2011-02-18 | 2016-02-18 | No | 4 | P | Direct |
| 800,000 | 2011-02-18 | 2016-02-18 | No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 750,000 | Indirect | By grantor retained annuity trust |
Footnotes
- The reporting person received these securities in connection with a credit agreement with the issuer.
- The reporting person contributed these securities to a grantor retained annuity trust.
- These securities were received in satisfaction of an annuity obligation under a grantor retained annuity trust.
- These securities were issued to the reporting person in connection with the cancellation of a loan to the issuer.
- These securities were transferred to Arlene and Neil Reger, the reporting person?s parents, for the same price paid by the reporting person.
Billionaire Hedge Funds
