Filing Details
- Accession Number:
- 0001127602-18-029262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-03 09:39:16
- Reporting Period:
- 2018-10-01
- Accepted Time:
- 2018-10-03 09:39:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248899 | Arnaldo Perez | Carnival Corporation 3655 Nw 87Th Ave Miami FL 33178 | General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-10-01 | 6,500 | $64.23 | 11,806 | No | 4 | S | Indirect | The Arnaldo Perez Trust U/A/D 3/18/2014 |
| Common Stock | Disposition | 2018-10-01 | 500 | $64.69 | 11,306 | No | 4 | S | Indirect | The Arnaldo Perez Trust U/A/D 3/18/2014 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Arnaldo Perez Trust U/A/D 3/18/2014 |
| No | 4 | S | Indirect | The Arnaldo Perez Trust U/A/D 3/18/2014 |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,803 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2018.
- This transaction was executed in multiple trades at prices ranging from $63.63 to $64.62. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $64.67 to $64.73. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Includes shares acquired pursuant to the purchase under, or the dividend reinvestment feature of, the reporting person's brokerage account or the Carnival Corporation Employee Stock Purchase Plan.
Billionaire Hedge Funds
