Filing Details
- Accession Number:
- 0001209191-18-053540
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 21:42:01
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 21:42:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1724344 | Entasis Therapeutics Holdings Inc. | ETTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1341382 | N James Topper | C/O Entasis Therapeutics Holdings Inc. 35 Gatehouse Drive Waltham MA 02451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 337,707 | $0.00 | 337,707 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 251,487 | $0.00 | 589,194 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 320,898 | $0.00 | 974,066 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 375,887 | $15.00 | 1,349,953 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-09-28 | 7,000,000 | $0.00 | 337,707 | $0.00 |
Common Stock | Series B-1 Tranche A Convertible Preferred Stock | Disposition | 2018-09-28 | 5,212,833 | $0.00 | 251,487 | $0.00 |
Common Stock | Series B-1 Tranche B Convertible Preferred Stock | Disposition | 2018-09-28 | 6,651,574 | $0.00 | 320,898 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B Preferred Stock, Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The reportable securities are held directly by Frazier Life Sciences VIII, L.P. ("FLS LP"). FHM Life Sciences VIII, L.P. ("FHM LP") is the general partner of FLS LP. FHM Life Sciences VIII, L.L.C. ("FHM LLC") is the general partner of FHM LP. The Reporting Person, a director of the Issuer, is a managing member of FHM LLC. The Reporting Person disclaims beneficial ownership of the securities held by FLS LP except, to the extent of his pecuniary interest in such shares.
- This number includes an aggregate of 63,974 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.