Filing Details
- Accession Number:
- 0001209191-18-053539
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 21:41:14
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 21:41:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1724344 | Entasis Therapeutics Holdings Inc. | ETTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Sofinnova Ventures, Inc 3000 Sand Hill Road, Bldg. 4, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | C/O Sofinnova Ventures, Inc. 3000 Sand Hill Road, Bldg. 4, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1590102 | Anand Mehra | C/O Sofinnova Ventures, Inc. 3000 Sand Hill Road, Bldg. 4, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1612133 | Sofinnova Venture Partners Ix, L.p. | C/O Sofinnova Ventures, Inc. 3000 Sand Hill Road, Bldg. 4, Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1612134 | Sofinnova Management Ix, L.l.c. | C/O Sofinnova Ventures, Inc. 3000 Sand Hill Road, Bldg. 4, Suite 250 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 359,267 | $0.00 | 359,267 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-09-28 | 458,425 | $0.00 | 842,454 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-09-28 | 337,724 | $15.00 | 1,180,178 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B-1 Tranche A Convertible Preferred Stock | Disposition | 2018-09-28 | 7,446,904 | $0.00 | 359,267 | $0.00 |
Common Stock | Series B-1 Tranche B Convertible Preferred Stock | Disposition | 2018-09-28 | 9,502,249 | $0.00 | 458,425 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The reportable shares are held of record by Sofinnova Venture Partners IX, L.P. ("SVP IX"). Sofinnova Management IX, L.L.C. ("SM IX") is the general partner of SVP IX. The individual managing members of SM IX are Michael Powell, James Healy and Anand Mehra, and they may be deemed to share voting and dispositive power over the shares held by SVP IX. Such persons and entities disclaim beneficial ownership over the shares held by SVP IX except to the extent of any pecuniary interest therein.
- This number includes an aggregate of 24,762 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.