Filing Details

Accession Number:
0001209191-18-053538
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 21:40:28
Reporting Period:
2018-09-28
Accepted Time:
2018-10-02 21:40:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724344 Entasis Therapeutics Holdings Inc. ETTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606826 Heather Preston C/O Entasis Therapeutics Holdings Inc.
35 Gatehouse Drive
Waltham MA 02451
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-28 359,267 $0.00 359,267 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 458,425 $0.00 842,454 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-09-28 337,724 $15.00 1,180,178 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B-1 Tranche A Convertible Preferred Stock Disposition 2018-09-28 7,446,904 $0.00 359,267 $0.00
Common Stock Series B-1 Tranche B Convertible Preferred Stock Disposition 2018-09-28 9,502,249 $0.00 458,425 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  2. The reportable securities are owned directly by Pivotal bioVenture Partners Fund I, L.P. ("Pivotal"). The Reporting Person is a managing partner of Pivotal bioVenture Partners Management Ltd. ("Investment Advisor"), which is the investment advisor to Pivotal, and is managing partner of Pivotal bioVenture Partners Investment Advisor, LLC, which is the U.S. sub-advisor to the Investment Advisor. Therefore, the Reporting Person may be deemed to beneficially own the shares held by Pivotal. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein, if any.
  3. This number includes an aggregate of 24,762 shares of Common Stock received by Pivotal upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.