Filing Details
- Accession Number:
- 0001209191-18-053536
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 21:38:44
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 21:38:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1724344 | Entasis Therapeutics Holdings Inc. | ETTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252522 | Nicholas Galakatos | C/O Entasis Therapeutics Holdings Inc. 35 Gatehouse Drive Waltham MA 02451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 361,829 | $0.00 | 361,829 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 323,341 | $0.00 | 685,170 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 412,583 | $0.00 | 1,170,010 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 453,395 | $15.00 | 1,623,405 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-09-28 | 7,500,000 | $0.00 | 361,829 | $0.00 |
Common Stock | Series B-1 Tranche A Convertible Preferred Stock | Disposition | 2018-09-28 | 6,702,213 | $0.00 | 323,341 | $0.00 |
Common Stock | Series B-1 Tranche B Convertible Preferred Stock | Disposition | 2018-09-28 | 8,552,024 | $0.00 | 412,583 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B Preferred Stock, Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The reportable securities are held directly by Clarus Lifesciences III, L.P. ("Clarus III"). Clarus Ventures III GP, L.P. ("Clarus III GP") is the sole general partner of Clarus III. Clarus Ventures III, LLC ("Clarus III GP LLC") is the sole general partner of Clarus III GP. The Reporting Person, a director of the Issuer, is a managing director of Clarus III GP LLC. Each of Clarus III GP, Clarus III GP LLC and the Reporting Person may be deemed to beneficially own the securities held by Clarus III. Each of Clarus III GP, Clarus III GP LLC and the Reporting Person disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
- This number includes an aggregate of 72,257 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.