Filing Details

Accession Number:
0001209191-18-053535
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 21:38:00
Reporting Period:
2018-09-28
Accepted Time:
2018-10-02 21:38:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1724344 Entasis Therapeutics Holdings Inc. ETTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365617 J Patrick Heron 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1655827 Frazier Life Sciences Viii, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1698755 Fhm Life Sciences Viii, L.p. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
1698823 Fhm Life Sciences Viii, L.l.c. 601 Union Street, Suite 3200
Seattle WA 98101
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-28 337,707 $0.00 337,707 No 4 C Direct
Common Stock Acquisiton 2018-09-28 251,487 $0.00 589,194 No 4 C Direct
Common Stock Acquisiton 2018-09-28 320,898 $0.00 974,066 No 4 C Direct
Common Stock Acquisiton 2018-09-28 375,887 $15.00 1,349,953 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2018-09-28 7,000,000 $0.00 337,707 $0.00
Common Stock Series B-1 Tranche A Convertible Preferred Stock Disposition 2018-09-28 5,212,833 $0.00 251,487 $0.00
Common Stock Series B-1 Tranche B Convertible Preferred Stock Disposition 2018-09-28 6,651,574 $0.00 320,898 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Each share of Series B Preferred Stock, Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  2. The reportable securities are held directly by Frazier Life Sciences VIII, L.P. ("FLS LP"). FHM Life Sciences VIII, L.P. ("FHM LP") is the general partner of FLS LP. FHM Life Sciences VIII, L.L.C. ("FHM LLC") is the general partner of FHM LP. James Topper and Patrick Heron are the sole managing members of FHM LLC. Mr. Heron, FHM LP and FHM LLC disclaims beneficial ownership of the securities held by FLS LP except, to the extent of his or its pecuniary interest therein, if any.
  3. This number includes an aggregate of 63,974 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.