Filing Details
- Accession Number:
- 0001209191-18-053534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 21:36:20
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 21:36:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1724344 | Entasis Therapeutics Holdings Inc. | ETTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1249153 | Dennis Henner | 101 Main Street, 12Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1252523 | Robert Liptak | 101 Main Street, 12Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1252525 | Kurt Wheeler | 101 Main Street, 12Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1431403 | Nicholas Simon | 101 Main Street, 12Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1597143 | Clarus Lifesciences Iii, L.p. | 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1620148 | Clarus Ventures Iii Gp, L.p. | 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No | |
1664852 | Scott Requadt | 101 Main Street, 12Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1664942 | Clarus Ventures Iii, Llc | 101 Main Street, Suite 1210 Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 361,829 | $0.00 | 361,829 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 323,341 | $0.00 | 685,170 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 412,583 | $0.00 | 1,170,010 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-09-28 | 453,395 | $15.00 | 1,623,405 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2018-09-28 | 7,500,000 | $0.00 | 361,829 | $0.00 |
Common Stock | Series B-1 Tranche A Convertible Preferred Stock | Disposition | 2018-09-28 | 6,702,213 | $0.00 | 323,341 | $0.00 |
Common Stock | Series B-1 Tranche B Convertible Preferred Stock | Disposition | 2018-09-28 | 8,552,024 | $0.00 | 412,583 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series B Preferred Stock, Series B-1 Tranche A Convertible Preferred Stock and Series B-1 Tranche B Convertible Preferred Stock (collectively, the "Preferred Stock") automatically converted into Common Stock on a 20.728-for-one basis upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The reportable securities are held directly by Clarus Lifesciences III, L.P. ("Clarus III"). Clarus Ventures III GP, L.P. ("Clarus III GP") is the sole general partner of Clarus III. Clarus Ventures III, LLC ("Clarus III GP LLC") is the sole general partner of Clarus III GP. Nicholas Galakatos, Dennis Henner, Robert Liptak, Scott Requadt, Nicholas Simon, and Kurt Wheeler are the managing directors of Clarus III GP LLC (the "Managing Members"). Each of Clarus III GP, Clarus III GP LLC and the Managing Members may be deemed to beneficially own the securities held by Clarus III. Each of Clarus III GP, Clarus III GP LLC and the Managing Members disclaims beneficial ownership of these securities, except to the extent of their respective pecuniary interests therein.
- This number includes an aggregate of 72,257 shares of Common Stock received upon the conversion of the Issuer's Preferred Stock as payment of the accrued dividends through September 27, 2018. No dividends will accrue after September 27, 2018.