Filing Details
- Accession Number:
- 0001179110-11-003305
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 19:08:16
- Reporting Period:
- 2011-02-20
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 19:08:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1080014 | Theravance Inc | THRX | Pharmaceutical Preparations (2834) | 943265960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1302443 | E Rick Winningham | Theravance, Inc. 901 Gateway Boulevard South San Francisco CA 94080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-20 | 6,790 | $22.50 | 422,033 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 11,729 | $8.53 | 433,762 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-22 | 246,411 | $8.53 | 680,173 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-22 | 158,500 | $21.43 | 521,673 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-22 | 10,300 | $22.15 | 511,373 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-23 | 142,500 | $8.53 | 653,873 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-23 | 97,600 | $21.14 | 556,273 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-22 | 11,729 | $0.00 | 11,729 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-22 | 246,411 | $0.00 | 246,411 | $8.53 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-23 | 142,500 | $0.00 | 142,500 | $8.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-08 | No | 4 | M | Direct | |
| 516,052 | 2011-12-08 | No | 4 | M | Direct | |
| 373,552 | 2011-12-08 | No | 4 | M | Direct |
Footnotes
- Dispositions made pursuant to a plan intended to comply with rule 10b5-1(c).
- This transaction was executed in multiple trades at prices from $21.00 to $21.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices from $22.00 to $22.36. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices from $20.71 to $21.43. The price reported above reflects the weighted average sale price.
- Immediately exercisable
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