Filing Details
- Accession Number:
- 0001567619-18-003525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 16:48:54
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 16:48:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
912093 | Viavi Solutions Inc. | VIAV | Semiconductors & Related Devices (3674) | 942579683 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619901 | Paul Mcnab | C/O Viavi Solutions Inc. 6001 America Center Drive, 6Th Floor San Jose CA 95002 | Evp, Chief Mktg & Stgy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 67,132 | $0.00 | 110,456 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-28 | 31,947 | $11.34 | 78,509 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-09-28 | 21,250 | $0.00 | 99,759 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-28 | 10,536 | $11.34 | 89,223 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-09-28 | 14,434 | $0.00 | 103,657 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-28 | 7,157 | $11.34 | 96,500 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2018-09-28 | 8,910 | $0.00 | 105,410 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-28 | 4,418 | $11.34 | 100,992 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-09-28 | 2,328 | $11.25 | 98,664 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-28 | 2,329 | $11.25 | 96,335 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-28 | 1,780 | $11.25 | 94,555 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-28 | 1,780 | $11.25 | 92,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-28 | 5,829 | $11.25 | 86,946 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2018-09-28 | 67,132 | $0.00 | 67,132 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2018-09-28 | 21,250 | $0.00 | 21,250 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2018-09-28 | 14,434 | $0.00 | 14,434 | $0.00 |
Common Stock | Restricted Stock Unit | Acquisiton | 2018-09-28 | 8,910 | $0.00 | 8,910 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-09-28 | No | 4 | M | Direct | |
0 | 2018-09-28 | No | 4 | M | Direct | |
10,834 | 2018-09-28 | No | 4 | M | Direct | |
18,000 | 2018-09-28 | No | 4 | M | Direct |
Footnotes
- Each unit converts upon vesting into one share of common stock.
- These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of therestricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
- Shares reflect the vesting of the 4th tranche of market-leveraged stock units granted in August 1, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
- There are no expiration dates on MSUs.
- Shares reflect the vesting of the 3rd tranche of market-leveraged stock units granted in August 20, 2015 at 150% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
- Shares reflect the vesting of the 2nd tranche of market-leveraged stock units granted in August 17, 2016 at 133.25% of target based on our total stockholder return during the performance periods as stated on the grant agreement.
- Shares reflect the vesting of the 1st tranche of market-leveraged stock units granted in August 28, 2017 at 99% of target based on our total stockholder return during the performance periods as stated on the grant agreement.