Filing Details

Accession Number:
0001179110-18-011886
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 16:33:38
Reporting Period:
2018-09-28
Accepted Time:
2018-10-02 16:33:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1668673 Petiq Inc. PETQ Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1710694 Ronald Kennedy 923 S. Bridgeway Pl
Eagle ID 83616
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-09-28 158,830 $0.00 158,830 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2018-10-01 158,830 $37.15 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-09-28 158,830 $0.00 158,830 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
299,956 No 4 C Indirect
Footnotes
  1. Represents the exchange of Class B Common Stock into Class A Common Stock held of record by the reporting person.
  2. The shares are held by Kennedy Family Investments, LLC. Mr. Kennedy is the manager of Kennedy Family Investments, LLC and exercises voting and investment control over all shares held by Kennedy Family Investments, LLC.
  3. Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting person is equal to the public offering price of $39.00, less the underwriting discount.
  4. The reporting person's sale of shares of Class A Common Stock is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"). The reporting person has agreed to voluntarily disgorge to the Issuer the Section 16(b) profit that resulted from the transaction reported herein.
  5. Each share of Class B Common Stock may be exchanged for one share of Class A Common Stock at the option of the holder and has no expiration date.