Filing Details
- Accession Number:
- 0001179110-18-011886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 16:33:38
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 16:33:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1668673 | Petiq Inc. | PETQ | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1710694 | Ronald Kennedy | 923 S. Bridgeway Pl Eagle ID 83616 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-28 | 158,830 | $0.00 | 158,830 | No | 4 | C | Indirect | See Footnote |
Class A Common Stock | Disposition | 2018-10-01 | 158,830 | $37.15 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-28 | 158,830 | $0.00 | 158,830 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
299,956 | No | 4 | C | Indirect |
Footnotes
- Represents the exchange of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- The shares are held by Kennedy Family Investments, LLC. Mr. Kennedy is the manager of Kennedy Family Investments, LLC and exercises voting and investment control over all shares held by Kennedy Family Investments, LLC.
- Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting person is equal to the public offering price of $39.00, less the underwriting discount.
- The reporting person's sale of shares of Class A Common Stock is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended ("Section 16(b)"). The reporting person has agreed to voluntarily disgorge to the Issuer the Section 16(b) profit that resulted from the transaction reported herein.
- Each share of Class B Common Stock may be exchanged for one share of Class A Common Stock at the option of the holder and has no expiration date.