Filing Details
- Accession Number:
- 0001179110-18-011884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 16:32:50
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 16:32:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1668673 | Petiq Inc. | PETQ | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1727824 | Will Santana | 923 Bridgeway Place Eagle ID 83616 | Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-28 | 713,167 | $0.00 | 713,167 | No | 4 | C | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2018-10-01 | 713,167 | $37.15 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-28 | 713,167 | $0.00 | 713,167 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,306,833 | No | 4 | C | Indirect |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- The shares of Class B Common Stock are held by VIP Petcare Holdings, Inc. Mr. Santana holds 50% of the equity interests of VIP Petcare Holdings, Inc.
- This amount represents the $39.00 public offering price per share of Class A Common Stock, less the underwriting discount of $1.85 per share.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.