Filing Details
- Accession Number:
- 0001562180-18-004096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 16:07:46
- Reporting Period:
- 2018-10-01
- Accepted Time:
- 2018-10-02 16:07:46
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256992 | A Catherine Lesjak | 1501 Page Mill Rd Palo Alto CA 94304 | Interim Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-10-01 | 404,399 | $13.83 | 601,594 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-10-01 | 92,000 | $17.29 | 693,594 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-01 | 693,594 | $25.78 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-10-01 | 404,399 | $0.00 | 404,399 | $13.83 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-10-01 | 92,000 | $0.00 | 92,000 | $17.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202,200 | 2017-11-02 | 2023-11-01 | No | 4 | M | Direct |
| 277,020 | 2017-12-10 | 2022-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 306 | Indirect | By Spouse |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/29/2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.53-$25.97, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- There is no reportable change since the last filing. This is a reiteration of holdings only.
- On November 2, 2015, the reporting person was granted performance contingent options to purchase a total of 606,599 shares.The stock options vest 1/3 annually on each of the anniversaries of the grant date, in each case subject to the satisfaction of certain stock price performance conditions being met within five years following the grant date.
- This option is no longer exercisable following this date.
- This option became fully exercisable on this date.
Billionaire Hedge Funds
