Filing Details
- Accession Number:
- 0001127602-18-028969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 15:51:03
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-02 15:51:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1558727 | 11/5/2002 Dtd Trust 2002 Butler Rankin Clara | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.12 | 144 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-09-28 | 1 | $61.84 | 145 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Class A Common Stock | Acquisiton | 2018-10-01 | 1 | $61.74 | 146 | No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
| No | 4 | P | Indirect | Proportionate interest of shares held by Rankin Associates VI held in trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 279 | Indirect | proportionate partnership interest shares held by AMR Associates LP |
| Class A Common Stock | 4,513 | Direct | |
| Class A Common Stock | 8,211 | Indirect | Proportionate limited partnership interests in shares held by Rankin Associates II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 326 | 326 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 3,683 | 3,683 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 8,211 | 8,211 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 326 | 326 | Indirect | |
| 3,683 | 3,683 | Direct | |
| 8,211 | 8,211 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Sept-28 -Block 1 Weighted Average- Share Price represents average price between $60.55 and $61.40.
- 2018-Sept-28 -Block 2 Weighted Average- Share Price represents average price between $61.58 and $62.27.
- 2018-Oct-1-Weighted Average - Share Price represents average price between $61.56 and $62.40.
- N/A
Billionaire Hedge Funds
