Filing Details
- Accession Number:
- 0001104659-18-059933
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 14:31:54
- Reporting Period:
- 2018-10-01
- Accepted Time:
- 2018-10-02 14:31:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382101 | Sutro Biopharma Inc | STRO | Pharmaceutical Preparations (2834) | NJ |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
310158 | Merck & Co., Inc. | 2000 Galloping Hill Road Kenilworth NJ 07033 | No | No | Yes | No | |
942443 | Merck Sharp & Dohme Corp. | One Merck Drive Whitehouse Station NJ 08889 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-10-01 | 2,056,843 | $0.00 | 2,056,843 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-10-01 | 666,666 | $15.00 | 2,723,509 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series E Redeemable Convertible Preferred Stock | Disposition | 2018-10-01 | 74,794,315 | $0.00 | 2,056,843 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series E redeemable convertible preferred stock (the "Series E Preferred") automatically converted into 0.0275 shares of the Issuer's common stock upon the closing of the Issuer's sale of its common stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended. The Series E Preferred had no expiration date.
- These securities are owned directly by Merck Sharp & Dohme Corp., which is a direct, wholly owned subsidiary of Merck & Co., Inc. ("Merck"). Merck is an indirect beneficial owner of the reported securities.