Filing Details

Accession Number:
0001104659-18-059933
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-10-02 14:31:54
Reporting Period:
2018-10-01
Accepted Time:
2018-10-02 14:31:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1382101 Sutro Biopharma Inc STRO Pharmaceutical Preparations (2834) NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
310158 Merck & Co., Inc. 2000 Galloping Hill Road
Kenilworth NJ 07033
No No Yes No
942443 Merck Sharp & Dohme Corp. One Merck Drive
Whitehouse Station NJ 08889
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-10-01 2,056,843 $0.00 2,056,843 No 4 C Indirect See Footnote
Common Stock Acquisiton 2018-10-01 666,666 $15.00 2,723,509 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series E Redeemable Convertible Preferred Stock Disposition 2018-10-01 74,794,315 $0.00 2,056,843 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Each share of Series E redeemable convertible preferred stock (the "Series E Preferred") automatically converted into 0.0275 shares of the Issuer's common stock upon the closing of the Issuer's sale of its common stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-227103) under the Securities Act of 1933, as amended. The Series E Preferred had no expiration date.
  2. These securities are owned directly by Merck Sharp & Dohme Corp., which is a direct, wholly owned subsidiary of Merck & Co., Inc. ("Merck"). Merck is an indirect beneficial owner of the reported securities.