Filing Details
- Accession Number:
- 0001638599-18-001149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 11:51:45
- Reporting Period:
- 2018-10-01
- Accepted Time:
- 2018-10-02 11:51:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518301 | M Kevin Landis | 150 Almaden Blvd. Suite 1250 San Jose CA 95113 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Acquisiton | 2018-10-01 | 2,413 | $17.11 | 59,584 | No | 4 | P | Indirect | By Firsthand Capital Management, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Firsthand Capital Management, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | 216,148 | Direct |
Billionaire Hedge Funds
