Filing Details
- Accession Number:
- 0001209191-11-012141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 18:12:31
- Reporting Period:
- 2011-02-18
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 18:12:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009626 | Brocade Communications Systems Inc | BRCD | Computer Peripheral Equipment, Nec (3577) | 770409517 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1370557 | Tejinder Grewal | 130 Holger Way San Jose CA 95134 | Vp, Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-18 | 350,000 | $5.25 | 359,547 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-18 | 350,000 | $6.62 | 9,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 160,417 | $4.82 | 169,964 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-18 | 160,417 | $6.62 | 9,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-18 | 14,583 | $4.04 | 24,130 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-18 | 14,583 | $6.62 | 9,547 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-02-18 | 350,000 | $0.00 | 350,000 | $5.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-02-18 | 160,417 | $0.00 | 160,417 | $4.82 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-02-18 | 14,583 | $0.00 | 14,583 | $4.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-07-08 | No | 4 | M | Direct | |
| 0 | 2011-08-12 | No | 4 | M | Direct | |
| 0 | 2011-08-12 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- The shares vested on July 5, 2008.
- The shares vested on August 12, 2008.
- The shares vested on December 12, 2004.
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