Filing Details
- Accession Number:
- 0001593968-18-001277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-02 10:34:35
- Reporting Period:
- 2018-09-30
- Accepted Time:
- 2018-10-02 10:34:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526237 | A. Jeffrey Brunoehler | 1201 Network Centre Dr. Effingham IL 62401 | Svp Credit - Cco | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-30 | 277 | $30.83 | 31,584 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-09-30 | 72 | $32.10 | 31,656 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2018-10-01 | 2,822 | $17.50 | 34,478 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-10-01 | 2,822 | $32.03 | 31,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2018-10-01 | 2,822 | $0.00 | 2,822 | $17.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,178 | 2020-08-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 4,764 | 4,764 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 5,154 | 5,154 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 9,576 | 9,576 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 6,406 | 6,406 | Direct | |
| Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 4,829 | 4,829 | Direct | |
| Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 4,475 | 4,475 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-13 | 4,764 | 4,764 | Direct |
| 2023-12-10 | 5,154 | 5,154 | Direct |
| 2025-11-03 | 9,576 | 9,576 | Direct |
| 2024-12-02 | 6,406 | 6,406 | Direct |
| 2021-12-16 | 4,829 | 4,829 | Direct |
| 2024-08-05 | 10,000 | 10,000 | Direct |
| 2026-11-16 | 4,475 | 4,475 | Direct |
Footnotes
- Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.
- Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 - $32.155 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote to this form.
- These options vest in four equal annual installments beginning one year after the 08/02/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
- These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.
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