Filing Details
- Accession Number:
- 0001213900-18-013340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-01 17:43:36
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-01 17:43:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1397047 | Flexshopper Inc. | FPAY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241299 | Carl Pradelli | C/O Flexshopper, Inc. 2700 North Military Trail, Ste. 200 Boca Raton FL 33431 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-28 | 25,000 | $1.00 | 31,250 | No | 4 | P | Indirect | Trustee and beneficial owner |
| Common Stock | Acquisiton | 2018-09-28 | 50,000 | $1.00 | 62,500 | No | 4 | P | Indirect | Limited liability company owned by reporting person and spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Trustee and beneficial owner |
| No | 4 | P | Indirect | Limited liability company owned by reporting person and spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (right to buy) | Acquisiton | 2018-09-28 | 12,500 | $0.00 | 12,500 | $1.25 |
| Common Stock | Warrants (right to buy) | Acquisiton | 2018-09-28 | 25,000 | $0.00 | 25,000 | $1.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,500 | 2018-09-28 | 2023-09-28 | No | 4 | P | Indirect |
| 25,000 | 2018-09-28 | 2023-09-28 | No | 4 | P | Indirect |
Footnotes
- The shares of common stock reported in Table I and warrants to purchase common stock reported in Table II were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on September 28, 2018. Each Unit consists of one share of common stock and one-half (1/2) of one warrant to purchase one share of common stock. The Reporting Person purchased each Unit at the public offering price of $1.00 per Unit.
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