Filing Details
- Accession Number:
- 0001213900-18-013336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-10-01 17:40:52
- Reporting Period:
- 2018-09-28
- Accepted Time:
- 2018-10-01 17:40:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397047 | Flexshopper Inc. | FPAY | Services-Equipment Rental & Leasing, Nec (7359) | 205456087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404447 | Mitchell Brad Bernstein | C/O Flexshopper, Inc. 2700 North Military Trail, Ste. 200 Boca Raton FL 33431 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-28 | 50,000 | $1.00 | 50,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (right to buy) | Acquisiton | 2018-09-28 | 25,000 | $0.00 | 25,000 | $1.25 |
Common Stock | Warrants (right to buy) | Acquisiton | 2018-09-28 | 36,500 | $0.27 | 36,500 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2018-09-28 | 2023-09-28 | No | 4 | P | Direct |
61,500 | 2018-09-28 | 2023-09-28 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200,000 | Indirect | By spouse |
Footnotes
- The shares of common stock reported in Table I and warrants to purchase common stock reported in the first row of Table II were purchased by the Reporting Person in the Issuer's public offering of Units, which closed on September 28, 2018. Each Unit consists of one share of common stock and one-half (1/2) of one warrant to purchase one share of common stock. The Reporting Person purchased each Unit at the public offering price of $1.00 per Unit.
- The price reported in Column 8 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.26 to $0.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.